Can a USA broker be based in the UK?

Black Jack

Junior member
37 1
Can a brokerage based in the UK register with the NYSE and sell stock to US clients?

If he wishes to trade in the UK then yes, but he must be registered with the FCA. However, as for trading in the US, sorry but I can’t help you there.
 

Markrichard

Newbie
7 0
Yes, he can but it is necessary to have registration with concern authority so that he become able to involve in sell and trade of stock market.
 
 
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