Compliance Question

JoeyBats

Newbie
1 0
Hi, I'm new to the forum and wonder if we have any compliance experts that can offer an opinion. Having spent many years as a financial advisor in the US, with a Series 7 and 65, I developed a stock trading system that has worked well over the past year with a small account.

A friend wants to put up 100k in a trading account where I would have power of attorney and split any profits.

To pull this off, would I have to give up my licenses and strike out on my own? Any registrations necessary when just trading for a partner outside of the broker dealer world?

Thank you for any input.
 
 
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