Recent content by NewGuy123

Hmm, this could be an issue. Is there any way around this, legally of course? I quite simple do not have the time to do yet more exams. Given that the products we sell are a structured product composed of hundreds of components, is it possible to simple offer customers the ability to...

Hello everyone, Thought I would sign up hear to ask a few questions and answer a few. I have been a securities trader for a number of years with one of the big firms and I now setting out on a new adventure. I am in the process of setting up my own firm, which, without giving too much away...