Recent content by LinneyB

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    Broker's obligation to client

    Thankyou for the reply. I started w/200,000, saw the market sinking in Spring and I asked my broker if I should pull out. She said "no, just ride it out". I have stock in electric co's, lumber,Smith-Kline, Johnson and Johnson and many more. Pretty spread out. When trades are made for me she does...
  2. L

    Broker's obligation to client

    Linneyb Thanks for replying, my portfolio is managed by an "Investment Executive" for "X" and Company, llc, Member NYSE, SIPC. I am devasted she did not at least call me, she invested all the money I had.
  3. L

    Broker's obligation to client

    Hi, Due to illness I have just learned my portfolio has lost 80,000 since July. I know that is awhile but I did not have much to start with. Should my broker have called me to inform me of the loss?
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