Recent content by jefrois

  1. J

    SII Financial regulations/securities/derivatives

    Hi everyone, I am new to this site and I am also take the SII FSA Regulation exam. I have booked my exam for 3 weeks from now, and I am just starting to read the material. Is that enough time? Also, what is the passing grade on the exam? 70%? Its a 50 question exam, how long is the exam in...
  2. J

    Sticky Introduce Yourself

    Hi everyone, I work in supervisory capacity in New York, but now moving to London. Would like to find out other peoples perspectives, what exams I need to take to supervise trading in London from a compliance standpoint.
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