Recent content by Fibking

  1. F

    whether a proprietary trading firm needs be regulated by FCA in the UK or not?

    Hi Aston Thanks for the response. where, in your opinion would i stand as a limited company trading other peoples funds through gaining power of attorney? I have read a lot of FCA papers and nothing is clear. I have sought legal advice, again that's vague. 1 person who i spoke with believes...
  2. F

    whether a proprietary trading firm needs be regulated by FCA in the UK or not?

    Well the intention is to take on clients, i have people that want to invest into this, However I'm not confident the 15 "family and friends" rule applies in the UK and was hoping from some clarification on that and also the previous questions.
  3. F

    whether a proprietary trading firm needs be regulated by FCA in the UK or not?

    Also, can any company or trader apply for FCA approval without having any qualifications? just a retail trader that has lots of experince that wants to take it a step further and apply to be regulated?
  4. F

    whether a proprietary trading firm needs be regulated by FCA in the UK or not?

    Hi Aston, Did you manage to get to the bottom of the FCA rules.? if i had a limited company am I able to trade my companies funds without being FCA regulated.? however i cant trade other peoples money as a "fund manager" as such without FCA approval and being regulated? is that the case?
Top